P ortfolio

CDE provides fully integrated payment processing solutions to 24,000+ merchant customers via a proprietary technology stack. Additionally, CDE provides customized POS device encryption, deployment, and activation services.

Status: Active
HQ Location: Georgia
Industry: Business Services
Fund: Junior Capital Fund III
Deal Team: Matt Harnett, Paul Oris, and Dominic Noel
Investment Date: 10/31/2023

Perimeter Insect Guard

Perimeter is the largest provider of insecticide treatment services for uniforms and garments, primarily used by the various branches of the U.S. military

Status: Active
HQ Location: Mississippi
Industry: Business Services
Fund: Private Credit Fund III
Deal Team: Tyson Smith, Husnain Safdar, and Zachary Forsyth
Investment Date: 08/08/2023

Terra Staffing Group

US-based outsourced HR temporary staffing firm with an emphasis on high-churn, difficult to fill positions

Status: Active
HQ Location: West
Industry: Business Services
Fund: Private Credit Fund III
Deal Team: Tyson Smith, Paul Oris, and Justin Uhlenbrock
Investment Date: 07/21/2023

Custom Computer Specialists

Founded in 1979, Custom is a leading provider of technology support solutions to school districts, healthcare facilities, local government agencies, and professional services firms throughout the Northeastern U.S.

Status: Active
HQ Location: New York
Industry: Business Services
Fund: Junior Capital Fund III
Deal Team: Tyson Smith, Jack Surma, and Dominic Noel
Investment Date: 02/07/2022

JD Palantine LLC

JDP is a technology-enabled provider of background and employment screening services.

Status: Active
HQ Location: Pennsylvania
Industry: Business Services
Fund: Junior Capital Fund II
Deal Team: Stephen Gurgovits, Jr., Jack Surma, and Zac Forsyth
Investment Date: 08/31/2021

BP Business Solutions

BP Business Solutions provides asset-light managed waste and recycling services to multi-location customers.

Status: Active
HQ Location: Pennsylvania
Industry: Business Services
Fund: Junior Capital Fund II
Deal Team: Matthew Harnett, Husnain Safdar, and Zac Forsyth
Investment Date: 06/30/2021

Cartridge Technologies

Cartridge Technologies, Inc. is a Managed Print Services (“MPS”) providing leased machines (printers, copiers, scanners, etc.) to the federal government.

Status: Exited
HQ Location: Maryland
Industry: Business Services
Fund: Junior Capital Fund II
Deal Team: Tyson Smith and Jack Surma
Investment Date: 07/24/2020

Converged Security Solutions, LLC

Converged Security Solutions (CSS) is a leading provider of data solutions, full-spectrum security, and IT modernization & optimization services.

Status: Active
HQ Location: Virginia
Industry: Business Services
Fund: Junior Capital Fund II
Deal Team: Stephen J. Gurgovits, Jr., Ian Frazier, and Zac Forsyth
Investment Date: 09/06/2018

TierI, Inc.

Tier1 is a leading technology services firm focused on the delivery of Enterprise Resource Planning (“ERP”) Consulting, Cloud Hosting, and Managed Services to mid-sized businesses.

Status: Exited
HQ Location: Pennsylvania
Industry: Business Services
Fund: Junior Capital Fund II
Deal Team: Matt Harnett and Jack Surma
Investment Date: 12/18/2017

Mail Communications Group

Mail Communications Group is a market-leading provider of outsourced communication services to a diverse and recurring base of over 3,700 customers.

Status: Active
HQ Location: Iowa
Industry: Business Services
Fund: Junior Capital Fund II
Deal Team: Tyson Smith and Husnain Safdar
Investment Date: 08/16/2017

Winter Services LLC

Winter Services is a provider of snow and ice management services (snow clearing, deicing, salt brokerage) to commercial customers in the Midwest and Great Lakes regions of the United States.

Status: Exited
HQ Location: Wisconsin
Industry: Business Services
Fund: Junior Capital Fund I
Deal Team: Tyson Smith and Jack Surma
Investment Date: 08/24/2015

The Shamrock Companies, Inc.

The Shamrock Companies, Inc. is a leading provider of integrated marketing, communications and project management solutions.

Status: Exited
HQ Location: Ohio
Industry: Business Services
Fund: Junior Capital Fund I
Deal Team: Stephen J. Gurgovits, Jr., Matt Harnett, and Tyson Smith
Investment Date: 02/28/2014

Environmental Service Laboratories, Inc.

Environmental Service Laboratories, provides its clientele with a comprehensive range of analytical testing, consulting, and field sampling services.

Status: Exited
HQ Location: Pennsylvania
Industry: Business Services
Fund: Legacy Fund
Deal Team: Stephen J. Gurgovits, Jr., Matt Harnett, and Tyson Smith
Investment Date: 12/31/2012

Cadence Capital Management

Cadence Capital Management is a Boston based investment management firm specializing in actively managed domestic equities.

Status: Exited
HQ Location: Massachusetts
Industry: Business Services
Fund: Legacy Fund
Deal Team: Stephen J. Gurgovits, Jr., Matt Harnett, and Tyson Smith
Investment Date: 12/01/2010

Paragon Asset Recovery Services, Inc.

Paragon Asset Recovery Services, Inc. is a specialty services firm with a focus on identification, billing and recovery of third party deductibles and subrogation on behalf of large property and casualty commercial insurance companies.

Status: Exited
HQ Location: Pennsylvania
Industry: Business Services
Fund: Legacy Fund
Deal Team: Stephen J. Gurgovits, Jr., Matt Harnett, and Tyson Smith
Investment Date: 05/01/2011

Remote DBA Experts

Remote DBA Experts is a leading provider of high-quality, customized remote database administration services to client organizations throughout the United States.

Status: Exited
HQ Location: Pennsylvania
Industry: Business Services
Fund: Legacy Fund
Deal Team: Stephen J. Gurgovits, Jr., Matt Harnett, and Tyson Smith
Investment Date: 06/01/2010

Ashton Potter

Ashton Potter Security Printing is a Buffalo, New York based company focused on the high security printing market.

Status: Exited
HQ Location: New York
Industry: Business Services
Fund: Legacy Fund
Deal Team: Stephen J. Gurgovits, Jr., Matt Harnett, and Tyson Smith
Investment Date: 04/01/2010

RealPoint

Realpoint, LLC offers ratings and original research on the Commercial Mortgage Backed Securities (CMBS) market.

Status: Exited
HQ Location: Pennsylvania
Industry: Business Services
Fund: Legacy Fund
Deal Team: Stephen J. Gurgovits, Jr., Matt Harnett, and Tyson Smith
Investment Date: 11/01/2007

AlturnaMats, Inc.

AlturnaMATS, Inc. produce plastic protection mats that prevent ground damage from equipment during excavation and construction work.

Status: Exited
HQ Location: Pennsylvania
Industry: Business Services
Fund: Legacy Fund
Deal Team: Stephen J. Gurgovits, Jr., Matt Harnett, and Tyson Smith
Investment Date: 06/01/2006

Value-Added Distribution

FiberGlass Coatings, Inc.

FiberGlass Coatings manufactures and distributes epoxy, resin, and fiberglass products to multiple industries and applications, including marine, manufacturing & industrial, recreation, and DIY home projects and crafts.

Status: Active
HQ Location: Florida
Industry: Value-Added Distribution
Fund: Private Credit Fund III
Deal Team: Tyson Smith, Jack Surma, and Carter Henderson
Investment Date: 07/21/2023

Kitchen Cabinet Distributors

Kitchen Cabinet Distributors manufactures and distributes low-cost, high quality, ready-to-assemble (“RTA”) cabinets throughout the entire United States.

Status: Active
HQ Location: North Carolina
Industry: Value-Added Distribution
Fund: Junior Capital Fund III
Deal Team: Tyson Smith, Husnain Safdar, and Dominic Noel
Investment Date: 08/16/2022

Automotive Systems Warehouse

Founded in 1978 and headquartered in Pittsburgh, PA, ASW is a wholesale warehouse distributor of automotive allied products to the collision repair value chain.

Status: Active
HQ Location: Pennsylvania
Industry: Value-Added Distribution
Fund: Junior Capital Fund III
Deal Team: Stephen J. Gurgovits, Jr., David Bonvenuto, Paul Oris, and Carter Henderson
Investment Date: 12/30/2021

Supply Chain Services

Supply Chain Services is a provider of automated data collection solutions. SCS offers technology and customized products, including mobile computers, robotics, and RFID, to automate supply chains of high-growth industries.

Status: Exited
HQ Location: Minnesota
Industry: Value-Added Distribution
Fund: Junior Capital Fund II
Deal Team: Tyson Smith, Jack Surma, and Paul Oris
Investment Date: 11/05/2020

Midwest Equipment Sales

Midwest Equipment Sales is a diversified distributor of branded and private label consumer and industrial products selling through third-party eCommerce, direct eCommerce, and wholesale channels.

Status: Exited
HQ Location: Ohio
Industry: Value-Added Distribution
Fund: Junior Capital Fund II
Deal Team: Matt Harnett, Paul Oris, and Carter Henderson
Investment Date: 03/06/2020

Primetac

Primetac is a leading distributor of industrial packaging materials including acrylic tapes, hot-melt adhesives, converted stretch films, strapping tapes and other related products.

Status: Active
HQ Location: New Jersey
Industry: Value-Added Distribution
Fund: Junior Capital Fund II
Deal Team: Stephen J. Gurgovits, Jr., Ian Frazier, and Zac Forsyth
Investment Date: 06/14/2019

Connecticut Electric, Inc.

Connecticut Electric is the exclusive U.S. provider of aftermarket residential and commercial circuit breakers and accessories for legacy brand electric service panels.

Status: Active
HQ Location: Indiana
Industry: Value-Added Distribution
Fund: Junior Capital Fund II
Deal Team: Matt Harnett, Husnain Safdar, and Dominic Noel
Investment Date: 03/18/2018

Stock'd Supply (Fund II Investment)

Stock'd Supply, formerly Bolts & Nuts Corp. is as an ISO certified, value-added distributor of high quality commercial and construction fasteners.

Status: Exited
HQ Location: Tennessee
Industry: Value-Added Distribution
Fund: Junior Capital Fund II
Deal Team: Stephen J. Gurgovits, Jr., Jack Surma, and Paul Oris
Investment Date: 08/28/2017

Hoodmart

HoodMart specializes in the design, manufacture and sale of ventilation systems (exhaust hoods) for the large and growing commercial cooking industry.

Status: Exited
HQ Location: Ohio
Industry: Value-Added Distribution
Fund: Junior Capital Fund I
Deal Team: Matt Harnett and Paul Oris
Investment Date: 03/31/2016

Burrell Reagents

Burrell Reagents is a leading manufacturer and distributor of a wide range of specialty chemicals, supplies, and equipment used in analytical testing labs and production operations throughout North America.

Status: Exited
HQ Location: Pennsylvania
Industry: Value-Added Distribution
Fund: Junior Capital Fund I
Deal Team: Matt Harnett and Ian Frazier
Investment Date: 11/02/2015

Convenience Valet

Convenience Valet is the originator and leading value-added distributor of blister pack (windowed) branded convenience / travel size health and beauty care products, over-the-counter drugs, personal care products and sundries sold in small-portion packages.

Status: Exited
HQ Location: Illinois
Industry: Value-Added Distribution
Fund: Junior Capital Fund I
Deal Team: Matt Harnett and Husnain Safdar
Investment Date: 03/02/2015

Powertrack International

Powertrack is a value-added distributor of industrial & hydraulic hose and fittings products.

Status: Exited
HQ Location: Pennsylvania
Industry: Value-Added Distribution
Fund: Junior Capital Fund I
Deal Team: Tyson Smith and Jack Surma
Investment Date: 10/28/2014

Kitchen Cabinet Distributors

Kitchen Cabinet Distributors manufactures and distributes low-cost, high quality, ready-to-assemble (“RTA”) cabinets throughout the Southern United States.

Status: Exited
HQ Location: South
Industry: Value-Added Distribution
Fund: Junior Capital Fund I
Deal Team: Tyson Smith, Husnain Safdar, and Dominic Noel
Investment Date: 03/03/2014

Stock'd Supply (Fund I Investment)

Stock'd Supply, formerly Bolts & Nuts Corp. is as an ISO certified, value-added distributor of high quality commercial and construction fasteners.

Status: Exited
HQ Location: Tennessee
Industry: Value-Added Distribution
Fund: Junior Capital Fund I
Deal Team: Stephen J. Gurgovits, Jr., Jack Surma, and Paul Oris
Investment Date: 11/09/2013

Glunt Industries

Glunt Industries is a world-renowned remanufacturer and service provider of equipment to U.S. steel and aluminum mills.

Status: Exited
HQ Location: Ohio
Industry: Value-Added Distribution
Fund: Legacy Fund
Deal Team: Stephen J. Gurgovits, Jr., Matt Harnett, and Tyson Smith
Investment Date: 10/15/2011

Tri-Tech Forensics Inc.

Tri-Tech Forensics Inc. is a leading designer, manufacturer, and distributor of over 4,000 law enforcement products.

Status: Exited
HQ Location: North Carolina
Industry: Value-Added Distribution
Fund: Legacy Fund
Deal Team: Stephen J. Gurgovits, Jr., Matt Harnett, and Tyson Smith
Investment Date: 07/01/2011

Marwas Steel Company (“MLP Steel”)

MLP Steel is one of the area’s leading manufacturers and fabricators of specialty steel wire and rod products for use in a variety of end markets such as industrial construction, infrastructure, mining, transportation, aviation, and consumer products.

Status: Exited
HQ Location: Pennsylvania
Industry: Value-Added Distribution
Fund: Legacy Fund
Deal Team: Stephen J. Gurgovits, Jr., Matt Harnett, and Tyson Smith
Investment Date: 01/01/2008

Consumer-Oriented

Good Feet Midwest

Good Feet Midwest is the second largest franchisee of Good Feet stores, the leading brand in custom orthotics to alleviate foot, knee, hip, ankle, and back pain.

Status: Active
HQ Location: Wisconsin
Industry: Consumer-Oriented
Fund: Junior Capital Fund III
Deal Team: Tyson Smith, Paul Oris, and Carter Henderson
Investment Date: 02/03/2023

TopDown

Designer, manufacturer, and supplier of branded automotive aftermarket products under the GAHH, Robbins, EZ On, CalTrend, and Sierra brand names.

Status: Active
HQ Location: California
Industry: Consumer-Oriented
Fund: Junior Capital Fund III
Deal Team: Tyson Smith, Husnain Safdar, and Carter Henderson
Investment Date: 02/25/2022

The Helpful Hardware Company - Ace

The Helpful Hardware Company is a chain of Ace Hardware locations throughout the Southeastern U.S.

Status: Exited
HQ Location: South
Industry: Consumer-Oriented
Fund: Junior Capital Fund II
Deal Team: Matt Harnett, Paul Oris, and Carter Henderson
Investment Date: 08/29/2019

Bandon Holdings

Bandon Holdings is the largest network of gyms in the Anytime Fitness franchisee system.

Status: Exited
HQ Location: Texas
Industry: Consumer-Oriented
Fund: Junior Capital Fund II
Deal Team: Matt Harnett and Ian Frazier
Investment Date: 05/18/2018

The Marwin Company, Inc.

Marwin is a leading manufacturer and distributor of attic stairways, pocket door frames (“PDFs”), and other specialty building products. The Company also owns and operates the following brands: American Stairways and SS Industries.

Status: Active
HQ Location: South Carolina
Industry: Consumer-Oriented
Fund: Junior Capital Fund II
Deal Team: Matt Harnett, Ian Frazier, and Dominic Noel
Investment Date: 05/10/2017

Ohio Travel Bag

Ohio Travel Bag is a niche distributor of specialty hardware and components used in the manufacture and repair of luggage, handbags, trunks/cases, leather goods, and related products.

Status: Exited
HQ Location: Ohio
Industry: Consumer-Oriented
Fund: Junior Capital Fund I
Deal Team: Matt Harnett and Paul Oris
Investment Date: 03/17/2016

B.J. Alan Company Inc.

B.J. Alan Company, Inc. operating under the well-known Phantom Fireworks brand name, expanded to become the second largest importer and wholesaler of consumer fireworks in the nation.

Status: Exited
HQ Location: Ohio
Industry: Consumer-Oriented
Fund: Legacy Fund
Deal Team: Stephen J. Gurgovits, Jr., Matt Harnett, and Tyson Smith
Investment Date: 10/01/2009

Innovative Concepts in Entertainment ("ICE")

Innovative Concepts in Entertainment ("ICE") is the leading manufacturer of coin-operated amusement games in North America.

Status: Exited
HQ Location: New York
Industry: Consumer-Oriented
Fund: Legacy Fund
Deal Team: Stephen J. Gurgovits, Jr., Matt Harnett, and Tyson Smith
Investment Date: 06/01/2008

Thorley Industries, LLC

Thorley Industries, LLC, doing business as "4moms", makes technology-enabled baby gear.

Status: Exited
HQ Location: Pennsylvania
Industry: Consumer-Oriented
Fund: Legacy Fund
Deal Team: Stephen J. Gurgovits, Jr., Matt Harnett, and Tyson Smith
Investment Date: 07/01/2007

Industrial & Environmental Services

Long Island Waste Services

LIWS’ comprehensive services encompass efficient waste collection, state-of-the-art transfer stations, materials recovery facility, and environmentally responsible disposal.

Status: Active
HQ Location: New York
Industry: Industrial & Environmental Services
Fund: Junior Capital Fund III
Deal Team: Matthew Harnett, Husnain Safdar, and Carter Henderson
Investment Date: 08/09/2024

Hainesport Transportation Group

HTG is a leading vertically integrated waste logistics conglomerate, providing cradle-to-grave disposal solutions for C&D waste via its roll-off hauling and collection services, C&D transfer station, and rail-served landfill.

Status: Active
HQ Location: New Jersey
Industry: Industrial & Environmental Services
Fund: Junior Capital Fund III
Deal Team: Matt Harnett, Husnain Safdar, Carter Henderson , and Justin Uhlenbrock
Investment Date: 11/08/2023

The Lewis Group

The Lewis Group provides environmental and industrial services to private, municipal, state, and federal clients in the Mid-Atlantic and Southeast U.S.

Status: Active
HQ Location: Pennsylvania
Industry: Industrial Services
Fund: Private Credit Fund III
Deal Team: Matthew Harnett, Paul Oris, and Dominic Noel
Investment Date: 06/29/2023

Blackwood Solutions

Provider of specialty transportation, logistics management, recycling, and disposal services to electric utilities, manufacturers and major storm-response contractors.

Status: Active
HQ Location: Indiana
Industry: Industrial & Environmental Services
Fund: Junior Capital Fund III
Deal Team: Matthew Harnett, Husnain Safdar, and Zac Forsyth
Investment Date: 05/31/2022

Arrow Waste

Provider of waste collection and hauling services in the greater Atlanta market.

Status: Active
HQ Location: Georgia
Industry: Industrial & Environmental Services
Fund: Junior Capital Fund III
Deal Team: Matthew Harnett, Husnain Safdar, and Zac Forsyth
Investment Date: 05/18/2022

Conco Services

Conco Services is a leading provider of low-pressure, mechanical heat exchanger tube cleaning and non-destructive testing services to power generation and industrial companies.

Status: Active
HQ Location: Pennsylvania
Industry: Industrial & Environmental Services
Fund: Junior Capital Fund II
Deal Team: Matt Harnett, Husnain Safdar, and Carter Henderson
Investment Date: 04/14/2020

National Power

National Power is a service and OEM equipment provider of critical, backup power solutions with a focus on DC power and industrial generators.

Status: Exited
HQ Location: South
Industry: Industrial & Environmental Services
Fund: Junior Capital Fund II
Deal Team: Matt Harnett, Paul Oris, and Carter Henderson
Investment Date: 06/28/2019

Fluence Automation

Fluence Automation provides equipment, software and maintenance services specifically for mail sorting, mail inserting, and general commercial printing/communication needs.

Status: Exited
HQ Location: Illinois
Industry: Industrial & Environmental Services
Fund: Junior Capital Fund II
Deal Team: Matt Harnett, Jack Surma, and Paul Oris
Investment Date: 07/31/2017

DeAngelo Brothers, Inc.

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DeAngelo Brothers, Inc is a leading North American provider of transportation infrastructure services.

Status: Exited
HQ Location: Pennsylvania
Industry: Industrial & Environmental Services
Fund: Junior Capital Fund I
Deal Team: Stephen J. Gurgovits, Jr., Matt Harnett, and Tyson Smith
Investment Date: 03/06/2014

Precision Manufacturing

NewGuard Plastic Cards

NewGuard is a "one-stop-shop" manufacturer of blank and printed (personalized) plastic and paper cards primarily serving the gift card, access control, retail, government, and membership/loyalty markets.

Status: Active
HQ Location: Virginia
Industry: Precision Manufacturing
Fund: Junior Capital Fund III
Deal Team: Matt Harnett, Paul Oris, and Justin Uhlenbrock
Investment Date: 09/30/2024

CM Industries

CM Industries manufactures branded welding equipment and consumable welding supplies.

Status: Active
HQ Location: Midwest
Industry: Precision Manufacturing
Fund: Junior Capital Fund III
Deal Team: Matthew Harnett, Jack Surma, and Carter Henderson
Investment Date: 06/02/2023

SMX Industrial Solutions

SMX Industrial Solutions is the holding company of two iconic metal fabrication equipment brands (Scotchman Industries and Steelmax Tools).

Status: Active
HQ Location: Colorado
Industry: Precision Manufacturing
Fund: Junior Capital Fund III
Deal Team: Stephen Gurgovits, Jr., Tyson Smith, Jack Surma, and Zac Forsyth
Investment Date: 09/22/2023

Accelevation

Accelevation manufactures data center facility infrastructure solutions and custom-engineered aluminum extrusions for manufacturing environments.

Status: Active
HQ Location: Ohio
Industry: Precision Manufacturing
Fund: Private Credit Fund III
Deal Team: Matthew Harnett, Husnain Safdar, and Dominic Noel
Investment Date: 07/03/2023

Gautier Steel

Gautier Steel is a niche manufacturer of hot rolled steel bar and specialty steel plate.

Status: Active
HQ Location: Pennsylvania
Industry: Precision Manufacturing
Fund: Private Credit Fund III
Deal Team: Tyson Smith, Jack Surma, and Carter Henderson
Investment Date: 07/11/2023

TiniFiber

Tinifiber is a specialty manufacturer of patented fiber optic cables and assemblies, providing customers improved durability, flexibility, and cost savings during installation.

Status: Active
HQ Location: New York
Industry: Business Services
Fund: Junior Capital Fund III
Deal Team: Tyson Smith, Jack Surma, and Dominic Noel
Investment Date: 09/13/2022

Keystone Foam

Keystone Foam fabricates various foam products and applications that serve the medical, packaging, furniture, bedding, and other industries.

Status: Active
HQ Location: Pennsylvania
Industry: Precision Manufacturing
Fund: Junior Capital Fund III
Deal Team: Matt Harnett, Dave Bonvenuto, Paul Oris, and Carter Henderson
Investment Date: 08/26/2022

VfD Technologies

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VfD is a technology intensive manufacturer enabling the world's leading companies to bring their products and services to market. The Company focuses on precision machining applications across medical, automation, transit, and aerospace end markets.

Status: Exited
HQ Location: Pennsylvania
Industry: Precision Manufacturing
Fund: Junior Capital Fund II
Deal Team: Stephen J. Gurgovits, Jr. and Ian Frazier
Investment Date: 08/11/2020

F&S Tool

F&S Tool is a leading manufacturer of close-tolerance mold tooling for the plastic injection molding industry. The Company specializes in high-complexity, high-cavitation applications for consumer and medical packaging applications.

Status: Exited
HQ Location: Pennsylvania
Industry: Precision Manufacturing
Fund: Junior Capital Fund II
Deal Team: Stephen Grugovits, Jr., David Bonvenuto, and Zac Forsyth
Investment Date: 07/28/2020

BICO Steel

BICO Steel is a highly-specialized processor of heavy carbon steel plate and forged specialty alloy steel used in the molding, process equipment, stamping, and capital equipment industries.

Status: Active
HQ Location: Ohio
Industry: Precision Manufacturing
Fund: Junior Capital Fund II
Deal Team: Matt Harnett, Jack Surma, and Carter Henderson
Investment Date: 08/31/2018

Allegheny Performance Plastics, LLC

Allegheny Performance Plastics is a manufacturer and distributor of plastic products, focusing on the injection molding of highly engineered components with high performance polymers and demanding specifications.

Status: Exited
HQ Location: Pennsylvania
Industry: Precision Manufacturing
Fund: Junior Capital Fund I
Deal Team: Tyson Smith, Husnain Safdar, and Ian Frazier
Investment Date: 03/31/2016

Red Head Brass

Red Head Brass is the largest manufacturer of couplings and fittings for the firefighting market in the United States. The Company’s products are used in critical, life-saving applications such as firefighting hoses, firefighting trucks, and fire hydrants.

Status: Exited
HQ Location: Ohio
Industry: Precision Manufacturing
Fund: Junior Capital Fund I
Deal Team: Tyson Smith and Husnain Safdar
Investment Date: 11/20/2015

Heat Seal

Heat Seal is the market leading manufacturer of short-run overwrapping equipment (i.e. machines that wrap and seal fresh food items (e.g. meats, fish, produce, etc.) in plastic film sold in the supermarkets and other food outlets).

Status: Exited
HQ Location: Ohio
Industry: Precision Manufacturing
Fund: Junior Capital Fund I
Deal Team: Matt Harnett and Sean Edmonson
Investment Date: 09/02/2015

Auburn Gear

Auburn Gear is a leading designer and manufacturer of custom engineered hydraulic and electric planetary wheel drives, axle drives, and specialty drives for a broad range of mobile-equipment OEM customers.

Status: Exited
HQ Location: Indiana
Industry: Precision Manufacturing
Fund: Junior Capital Fund I
Deal Team: Stephen J. Gurgovits, Jr. and Husnain Safdar
Investment Date: 09/08/2014

Thermal Product Solutions

Thermal Product Solutions designs and manufactures standard and custom environmental test chambers, industrial ovens and industrial furnaces for blue chip customers in various end markets.

Status: Exited
HQ Location: Pennsylvania
Industry: Precision Manufacturing
Fund: Junior Capital Fund I
Deal Team: Tyson Smith and Ian Frazier
Investment Date: 08/25/2014

Viking Plastics, Inc.

Viking Plastics is a manufacturer, through an injection molding process, of charge port caps and other plastic components for the under-the-hood automotive market and industrial and commercial HVAC applications.

Status: Exited
HQ Location: Pennsylvania
Industry: Precision Manufacturing
Fund: Legacy Fund
Deal Team: Stephen J. Gurgovits, Jr., Matt Harnett, and Tyson Smith
Investment Date: 08/01/2006

Transportation & Logistics

Cox Transportation Services (Fund II Investment)

Cox Transportation provides freight hauling and brokerage services to customers in a diversified group of industries across the U.S. The Company specializes in transporting time-sensitive full truckload freight on a local, regional and national basis.

Status: Exited
HQ Location: Virginia
Industry: Transportation & Logistics
Fund: Junior Capital Fund II
Deal Team: Matt Harnett, Husnain Safdar, and Paul Oris
Investment Date: 07/29/2020

BPX Logistics, LLC

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BPX Logistics is a leading regional provider of intermodal drayage logistics services. These services include brokerage, truckload, and LTL.

Status: Exited
HQ Location: Tennessee
Industry: Transportation & Logistics
Fund: Junior Capital Fund II
Deal Team: Matt Harnett, Paulk Oris, and Dominic Noel
Investment Date: 10/16/2017

Ullman Oil Company

Ullman Oil is a full service suppliers and distributors of gasoline, diesel fuel, bio-diesel, home heating oil and lubricants to commercial, industrial, and residential customers throughout Northeast and East Ohio.

Status: Exited
HQ Location: Ohio
Industry: Transportation & Logistics
Fund: Junior Capital Fund I
Deal Team: Matt Harnett and Husnain Safdar
Investment Date: 06/08/2015

Cox Transportation Services (Fund I Investment)

Status: Exited
HQ Location: Virginia
Industry: Transportation & Logistics
Fund: Junior Capital Fund I
Deal Team: Matt Harnett, Husnain Safdar, and Paul Oris
Investment Date: 09/22/2014

Food & Beverage

Shake Smart

Shake Smart is an operator and licensor of healthy, convenience restaurants offering a nutritious, protein-packed menu including protein smoothies and shakes, acai bowls, and sandwiches/wraps.

Status: Active
HQ Location: Texas
Industry: Food & Beverage
Fund: Junior Capital Fund III
Deal Team: Tyson Smith, Paul Oris, Carter Henderson, and Justin Uhlenbrock
Investment Date: 02/27/2024

DelGrosso Foods

DelGrosso Foods is a manufacturer of branded, private label, and co-manufactured tomato-based sauces and salsas.

Status: Active
HQ Location: Pennsylvania
Industry: Food & Beverage
Fund: Junior Capital Fund II
Deal Team: Matthew Harnett, Ian Frasier, and Carter Henderson
Investment Date: 06/08/2021

Gilman Cheese

Gilman Cheese manufactures premium shelf-stable processed cheeses. The Company provides a combination of product development expertise, quality production, and diverse packaging and smoking capabilities.

Status: Active
HQ Location: Wisconsin
Industry: Food & Beverage
Fund: Junior Capital Fund II
Deal Team: Matt Harnett, Husnain Safdar, and Dominic Noel
Investment Date: 02/28/2019

Uncle Charley's Sausage

Uncle Charley’s Sausage Company manufacturer's branded pork based products for grocery channel distribution throughout Pennsylvania and Ohio.

Status: Exited
HQ Location: Pennsylvania
Industry: Food & Beverage
Fund: Junior Capital Fund I
Deal Team: Stephen J. Gurgovits, Jr., Sean Edmonson, and Ian Frazier
Investment Date: 01/27/2014

Healthcare Services

Five Point Dental Specialists

Five Point Dental Specialists is a multi-specialty Dental Support Organization ("DSO") providing administrative support of affiliated dental offices.

Status: Active
HQ Location: Texas
Industry: Healthcare Services
Fund: Junior Capital Fund III
Deal Team: Matt Harnett, Paul Oris, and Zachary Forsyth
Investment Date: 08/09/2023

Aging With Comfort

Aging With Comfort is a provider of non-medical home care services to elderly and disabled clients.

Status: Active
HQ Location: Pennsylvania
Industry: Healthcare Services
Fund: Junior Capital Fund II
Deal Team: Matthew Harnett, Ian Frasier, and Zac Forsyth
Investment Date: 03/11/2021

Hometown Hospice & Homecare, Inc.

Hometown Hospice & Homecare provides both hospice and homecare services in the greater Milwaukee, Wisconsin area.

Status: Exited
HQ Location: Wisconsin
Industry: Healthcare Services
Fund: Junior Capital Fund I
Deal Team: Matt Harnett and Paul Oris
Investment Date: 03/10/2017

Sentrics

Sentrics is an integrated ecosystem of data-driven solutions focused on delivering the highest quality of life for senior residents.

Status: Exited
HQ Location: Oklahoma
Industry: Healthcare Services
Fund: Junior Capital Fund I
Deal Team: Matt Harnett and Sean Edmonson
Investment Date: 08/31/2016

Home Care Delivered

Home Care Delivered is a leading, direct-to-customer provider of home medical supplies to more than 34,000 customers across the U.S, many of whom are enrollees under the federal Medicare or state Medicaid programs.

Status: Exited
HQ Location: Virginia
Industry: Healthcare Services
Fund: Junior Capital Fund I
Deal Team: Matt Harnett, Husnain Safdar, and Paul Oris
Investment Date: 12/06/2013

Phoenix Rehabilitation

Phoenix Rehabilitation provides physical therapy and workplace health services.

Status: Exited
HQ Location: Pennsylvania
Industry: Healthcare Services
Fund: Junior Capital Fund I
Deal Team: Matt Harnett and Sean Edmonson
Investment Date: 10/31/2013

Celtic Healthcare

Celtic Healthcare Inc., is a multi-state, comprehensive, Medicare certified, skilled home healthcare and hospice service organization.

Status: Exited
HQ Location: Pennsylvania
Industry: Healthcare Services
Fund: Legacy Fund
Deal Team: Stephen J. Gurgovits, Jr., Matt Harnett, and Tyson Smith
Investment Date: 12/01/2010

Capital Equipment with P&M

White's Holdings

White's Holdings is a multi-basin provider of drilling and completion services. The Company provides equipment rental and in-house welding solutions.

Status: Exited
HQ Location: Pennsylvania
Industry: Capital Equipment with P&M
Fund: Junior Capital Fund I
Deal Team: Tyson Smith, Jack Surma, and Ian Frazier
Investment Date: 12/03/2014